Peer-To-Peer Session:
Navigating Fintech Compliance Complexity

Session Date & Time:
Date: June 6th, 2024
Time: 9:40 AM to 10:30 AM
Presenter Information:
Name: B.J. Moravek
Organization: Kaufman Rossin
Session Description: In this session led by , B.J. Moravek, Principal – Risk Advisory Services for Kaufman Rossin, we delve into the intricate landscape of fintech compliance. Fintech companies, amidst rapid innovation and evolving regulations, face increasing complexity in meeting compliance standards while fostering innovation.
Participants engage in interactive dialogue, sharing insights and experiences on addressing compliance requirements, staying informed about regulatory changes, and mitigating associated risks. The moderator, drawing from extensive industry knowledge, facilitates discussions on compliance frameworks, risk management strategies, and emerging regulatory trends.
Join fellow industry peers to gain valuable insights, exchange ideas, and develop actionable strategies for navigating fintech compliance complexities. Don't miss this opportunity to stay ahead in the regulatory environment and drive sustainable growth in the fintech sector.
Session Date & Time:
Date: June 6th, 2024
Time: 9:40 AM to 10:30 AM
Presenter Information:
Name: B.J. Moravek
Organization: Kaufman Rossin
Session Description: In this session led by , B.J. Moravek, Principal – Risk Advisory Services for Kaufman Rossin, we delve into the intricate landscape of fintech compliance. Fintech companies, amidst rapid innovation and evolving regulations, face increasing complexity in meeting compliance standards while fostering innovation.
Participants engage in interactive dialogue, sharing insights and experiences on addressing compliance requirements, staying informed about regulatory changes, and mitigating associated risks. The moderator, drawing from extensive industry knowledge, facilitates discussions on compliance frameworks, risk management strategies, and emerging regulatory trends.
Join fellow industry peers to gain valuable insights, exchange ideas, and develop actionable strategies for navigating fintech compliance complexities. Don't miss this opportunity to stay ahead in the regulatory environment and drive sustainable growth in the fintech sector.
B.J. Moravek's Biography
B.J. Moravek is the Principal – Risk Advisory Services for Kaufman Rossin, P.A. in New York City, where he applies his expertise to assist clients with complex Bank Secrecy Act and Anti-Money Laundering (BSA/AML) and Sanctions compliance and investigative matters. B.J. directs BSA/AML and Sanctions consulting engagements including enforcement action remediation, transaction look-backs, risk assessments, independent testing, audits of compliance, model validations and system’s calibrations and optimizations.
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in the BSA and has testified as such in U.S. Federal District Court proceedings and before the U.S. Senate Banking Committee. He most recently served as a Senior Bank Examiner with the Office of the Comptroller of the Currency (OCC) in Washington, D.C. specializing in BSA/AML and Sanctions compliance. While with the OCC he led teams of Examiners during full scope high risk examinations of compliance. Prior to that, B.J. served as a Senior Special Agent within the Office of Enforcement at the Financial Crimes Enforcement Network (FinCEN) where he led the investigations of HSBC, Wachovia and Ocean Banks for non-compliance with the BSA. He completed a twenty-year career as a Supervisory Special Agent with the U.S. Secret Service and served as a Senior Advisor to U.S. Senator Alfonse D’Amato, Chairman of the Senate Banking Committee. He has served as a BSA/AML/Sanctions Compliance Officer for several large complex multi-national financial institutions during his career.
He earned a bachelor’s degree in the Administration of Justice from Moravian University and is a Certified Global Sanctions Specialist (CGSS), a Certified Anti-Money Laundering Specialist (CAMS) and a Certified Crypto Asset Specialist (CCAS).
He brings over 30 years of experience in banking, regulatory compliance, and financial crimes investigation. He is a federally designated expert in the BSA and has testified as such in U.S. Federal District Court proceedings and before the U.S. Senate Banking Committee. He most recently served as a Senior Bank Examiner with the Office of the Comptroller of the Currency (OCC) in Washington, D.C. specializing in BSA/AML and Sanctions compliance. While with the OCC he led teams of Examiners during full scope high risk examinations of compliance. Prior to that, B.J. served as a Senior Special Agent within the Office of Enforcement at the Financial Crimes Enforcement Network (FinCEN) where he led the investigations of HSBC, Wachovia and Ocean Banks for non-compliance with the BSA. He completed a twenty-year career as a Supervisory Special Agent with the U.S. Secret Service and served as a Senior Advisor to U.S. Senator Alfonse D’Amato, Chairman of the Senate Banking Committee. He has served as a BSA/AML/Sanctions Compliance Officer for several large complex multi-national financial institutions during his career.
He earned a bachelor’s degree in the Administration of Justice from Moravian University and is a Certified Global Sanctions Specialist (CGSS), a Certified Anti-Money Laundering Specialist (CAMS) and a Certified Crypto Asset Specialist (CCAS).