A Fintech's Guide to Go-Live:
Addressing the Compliance Elephant in the Room
Presentation Date & Time:
May 3rd & 4th, 2022
Presenter Information:
Name: Sarah Mirsky-Terranova
Organization: Synctera
Presentation Description:
This presentation will discuss the compliance requirements that Fintechs need to go-live. Most early-stage Fintechs don’t have staff on-hand who understand what is required from a compliance perspective (i.e., policies/procedures, transaction monitoring for AML & fraud, KYC, etc.). Fintechs need mentorship/guidance in this area as they work with their sponsor bank before going live. Sarah will address these issues, and advise on industry best practices.
Presentation Date & Time:
May 3rd & 4th, 2022
Presenter Information:
Name: Sarah Mirsky-Terranova
Organization: Synctera
Presentation Description:
This presentation will discuss the compliance requirements that Fintechs need to go-live. Most early-stage Fintechs don’t have staff on-hand who understand what is required from a compliance perspective (i.e., policies/procedures, transaction monitoring for AML & fraud, KYC, etc.). Fintechs need mentorship/guidance in this area as they work with their sponsor bank before going live. Sarah will address these issues, and advise on industry best practices.
About Sarah Mirsky-Terranova
Sarah is a skilled compliance executive and attorney with extensive experience in leading, managing, and advising on matters pertaining to financial crimes and consumer compliance. Sarah currently serves as the Vice President, Head of Compliance & BSA/AML Officer at Silicon Valley technology company Synctera Inc. As the company’s compliance executive, she advises on matters related to BSA/AML, fraud, KYC, OFAC, and consumer compliance. Sarah previously served as the designated BSA/AML Officer at two FinTech neobanks, N26 Inc. and Albert Corporation.
Prior to entering the FinTech world, Sarah was Head of the Special Investigations Unit at BNP Paribas where she led a team of investigators on all matters related to financial crimes compliance. She also oversaw regulatory reviews and internal audits while managing remediation plans to mitigate gaps found in compliance programs.
Sarah has her Bachelor’s Degree from Rutgers University, and her Juris Doctor from Seton Hall University School of Law. She is licensed to practice law in the State of New York (Third Department) and is a Certified Fraud Examiner (CFE).
Prior to entering the FinTech world, Sarah was Head of the Special Investigations Unit at BNP Paribas where she led a team of investigators on all matters related to financial crimes compliance. She also oversaw regulatory reviews and internal audits while managing remediation plans to mitigate gaps found in compliance programs.
Sarah has her Bachelor’s Degree from Rutgers University, and her Juris Doctor from Seton Hall University School of Law. She is licensed to practice law in the State of New York (Third Department) and is a Certified Fraud Examiner (CFE).
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